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76th United States Congress
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#	Item
31	tkelley on DSK3SPTVN1PROD with NOTICESFederal Register / Vol. 80, NoWednesday, May 6, Notices Add to Reading List Source URL: docs.regulations.justia.com Language: English - Date: 2015-05-06 05:30:39 Collective investment schemes Funds Financial services 76th United States Congress Investment Company Act Closed-end fund Financial adviser Investment company Investment Advisers Act Financial economics Investment Finance
32	SECURITIES AND EXCHANGE COMMISSION [Investment Company Act Release No; American Capital, Ltd., et al.; Notice of Application July 3, 2014 Agency: Securities and Exchange Commission (“Commission”). A Add to Reading List Source URL: edgar.sec.gov Language: English - Date: 2014-07-03 15:25:44 Financial adviser Business Corporate taxation in the United States Types of business entity Money Finance Investment 76th United States Congress Investment Advisers Act
33	T. Rowe Price Associates, Inc. and T. Rowe Price International Ltd Add to Reading List Source URL: edgar.sec.gov Language: English - Date: 2015-04-09 09:54:54 U.S. Securities and Exchange Commission Financial economics Investment Government 76th United States Congress Investment Advisers Act T. Rowe Price
34	Microsoft WordSTA SSA Joint Letter.doc Add to Reading List Source URL: www.sec.gov Language: English - Date: 2012-03-16 16:54:12 Finance Stock market 76th United States Congress SEC filings Registered Investment Advisor Proxy statement Investment Advisers Act Investment Advisor Financial Industry Regulatory Authority United States securities law Financial economics Business
35	UNITED STATES OF AMERICA BEFORE THE SECURITIES AND EXCHANGE COMMISSION INVESTMENT COMPANY ACT OF 1940 Release NoMay 20, 2015 ____________________________________ Add to Reading List Source URL: www.sec.gov. Language: English - Date: 2015-05-22 10:11:23 Financial regulation Economy of the United States 76th United States Congress Investment Company Act United States securities law
36	Order: American Fidelity Dual Strategy Fund, Inc. Add to Reading List Source URL: edgar.sec.gov Language: English - Date: 2015-02-26 10:25:47 U.S. Securities and Exchange Commission Financial regulation Government 76th United States Congress Investment Company Act United States securities law
37	UNITED STATES OF AMERICA BEFORE THE SECURITIES AND EXCHANGE COMMISSION INVESTMENT ADVISERS ACT OF 1940 Release No. IA-4090; May 19, 2015 Add to Reading List Source URL: edgar.sec.gov Language: English - Date: 2015-05-20 11:43:54 U.S. Securities and Exchange Commission Government 76th United States Congress New Deal agencies Investment Advisers Act
38	Putnam Classic Equity Fund Add to Reading List Source URL: www.sec.gov. Language: English - Date: 2015-05-22 10:15:19 U.S. Securities and Exchange Commission Financial regulation Financial economics Finance Financial services 76th United States Congress Investment Company Act United States securities law
39	UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION SECURITIES EXCHANGE ACT OF 1934 Release NoMay 7, 2015 ADMINISTRATIVE PROCEEDING Add to Reading List Source URL: edgar.sec.gov Language: English - Date: 2015-05-07 12:58:36 73rd United States Congress United States Securities and Exchange Commission Corporate crime U.S. Securities and Exchange Commission Investment Advisers Act Securities regulation in the United States Government Securities Exchange Act Investment Advisor United States securities law 76th United States Congress Financial regulation
40	UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION INVESTMENT ADVISERS ACT OF 1940 Release NoApril 28, 2015 ADMINISTRATIVE PROCEEDING Add to Reading List Source URL: www.sec.gov. Language: English - Date: 2015-04-28 14:56:21 Registered Investment Advisor Government 76th United States Congress Investment Advisers Act U.S. Securities and Exchange Commission